Steven Bruce Sturner

Investment Adviser Representative at TEMPUS WEALTH PLANNING, LLC

IRVINE, CACRD #2140401Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

35 yrs

States Registered

1 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 1 states

California

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 10/10/2000

Series 63

Uniform Securities Agent State Law Examination

Passed 5/29/1991

Series 24

General Securities Principal Examination

Passed 4/9/1998

Series 8

General Securities Sales Supervisor Examination (Options Module & General Module)

Passed 11/22/1993

SIE

Securities Industry Essentials Examination

Passed 3/27/2017

Series 7

General Securities Representative Examination

Passed 5/22/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Blended rate

0.02

Source

TEMPUS WEALTH Planning, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AMERIPRISE ADVISOR SERVICES, INC.

6/7/1993 – 10/5/2009IRVINE, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

5/6/1992 – 4/23/1993NEW YORK, NY

CHATFIELD DEAN & CO., INC.

5/24/1991 – 4/13/1992GREENWOOD VILLAGE, CO

MUTUAL SECURITIES, INC.

11/7/2016 – 3/27/2017Irvine, CA

AMERIPRISE FINANCIAL SERVICES, INC.

10/5/2009 – 11/9/2016IRVINE, CA

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Bruce Sturner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.