Steven Caruso
Investment Adviser Representative at Hornor, Townsend & KENT, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Steven Caruso is an investment adviser representative with Hornor, Townsend & KENT, LLC in Conshohocken, PA, where they have been registered since 2013. They have worked in the securities industry since 1998 and have been registered with 10 firms, including WALL Street Financial Group, Inc. and Ameriprise Financial Services, Inc. They have passed 13 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in New York and Pennsylvania.
Office
Advisors at this office: 38
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York, Pennsylvania
- Broker:
2 states and territories
New York, Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Hornor, Townsend & KENT, IncDec 2012 – no end date reportedHorsham, PA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Hornor, Townsend & KENT, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
A complete range of solutions and services tailored to financial professionals' businesses, including broker-dealer and registered investment adviser services, wealth management solutions, technology, and fee-based financial planning programs.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 466
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Conshohocken, PA
- SEC file number:
- 801-56151
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 17, 2026
View full firm profileOther advisors at Hornor, Townsend & KENT, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Caruso has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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