AdFi
SD

Steven Dale Humphrey

Investment Adviser Representative at GEORGE M. HILLER COMPANIES, LLC

Atlanta, GACRD #1264461Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
1 states
Exams Passed
2

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Georgia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/16/1984
Series 7
General Securities Representative Examination
Passed 5/19/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Less than $1,000,0001.50%
Over $1,000,0001.00%
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

George M. Hiller Companies, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GEORGE M. HILLER COMPANIES, LLCCurrent
1/30/2004Atlanta, GA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at GEORGE M. HILLER COMPANIES, LLC

4 other advisors in the directory

View GEORGE M. HILLER COMPANIES, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Dale Humphrey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Steven Dale Humphrey - Financial Advisor in Atlanta, GA | AdvisorFinder