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Steven Everett Hoppel

Investment Adviser Representative at KELSEY FINANCIAL, LLC

Moorpark, CACRD #4845148Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Steven Everett Hoppel has worked in the securities industry since 2006. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/6/2008
SIE
Securities Industry Essentials Examination
Passed 12/31/2017
Series 7
General Securities Representative Examination
Passed 4/26/2006
Series 24
General Securities Principal Examination
Passed 5/26/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Asset tierAnnual rate
Up to $500,0001.50%
$1,000,0001.23%
$2,000,0000.94%
Source

Kelsey Financial, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KELSEY FINANCIAL, LLCCurrent
6/25/2021Moorpark, CA
KELSEY FINANCIAL, LLC
6/9/20158/1/2021Moorpark, CA
WESTERN INTERNATIONAL SECURITIES
8/21/201712/31/2017Moorpark, CA
FINANCIAL WEST GROUP
12/8/20158/21/2017Moorpark, CA
AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC
9/26/20145/29/2015Calabasas, CA
FINANCIAL WEST GROUP
3/7/20086/26/2014Westlake Village, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at KELSEY FINANCIAL, LLC

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View KELSEY FINANCIAL, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Everett Hoppel has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Steven Everett Hoppel - Financial Advisor in Moorpark, CA | AdvisorFinder