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Steven Filanowicz

Investment Adviser Representative at Empower Advisory Group, LLC

Enfield, CTCRD #4990634Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Steven Filanowicz is an investment adviser representative with Empower Advisory Group, LLC in Enfield, CT, where they have been registered since 2026. They have worked in the securities industry since 2005 and have been registered with 3 firms, including Cetera Investment Advisers LLC and Cetera Advisor Networks LLC. They have passed 10 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Connecticut.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Connecticut
Broker:
1 state or territory

Connecticut

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/20/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 1/25/2010
Series 52
Municipal Securities Representative Examination
Passed 10/25/2021
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/15/2013
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/8/2005
Series 4
Registered Options Principal Examination
Passed 8/2/2022
Series 53
Municipal Securities Principal Examination
Passed 11/5/2021
Series 24
General Securities Principal Examination
Passed 4/30/2014
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 9/24/2010

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Empower Financial Services, Inc.Current
4/23/2026 – Enfield, CT
Empower Advisory Group, LLCCurrent
4/23/2026 – Enfield, CT
Cetera Investment Advisers LLC
6/29/2023 – 4/16/2026Enfield, CT
Cetera Advisor Networks LLC
9/22/2021 – 6/29/2023Enfield, CT

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. VOYA Financial
    Sep 2014 – Sep 2017Windsor, CT
  2. VOYA Financial Advisors
    Sep 2013 – Sep 2017Windsor, CT
  3. Infinex Investments, Inc.
    Oct 2017 – Jan 2018Meriden, CT
  4. VOYA Financial Advisors
    Feb 2018 – Jun 2021Windsor, CT
  5. Cetera Wealth Services, LLC
    Jun 2021 – Apr 2026El Segundo, CA
  6. Cetera Investment Advisers LLC
    Jun 2023 – Apr 2026Schaumburg, IL
  7. Avantax Investment Services Inc
    Dec 2024 – Sep 2025Dallas, TX
  8. Empower Advisory Group, LLC
    Apr 2026 – no end date reportedGreenwood Village, CO
  9. Empower Financial Services, Inc
    Apr 2026 – no end date reportedGreenwood Village, CO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Empower Advisory Group, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,855
Offices listed on AdvisorFinder:
5
Main office:
Greenwood Village, CO
SEC file number:
801-58105

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 9, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Filanowicz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Steven Filanowicz (Empower Financial Services)