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Steven John Rainero Jr

Investment Adviser Representative at Capital Client Group, Inc.

New York, NYCRD #6747191Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Steven John Rainero is an investment adviser representative with Capital Client Group, Inc. in New York, NY, where they have been registered since 2025. They have worked in the securities industry since 2020 and have been registered with 3 firms, including Pimco Investments LLC and Sanford C. Bernstein & Co., LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.

Office

399 Park Ave., 39th Floor
New York, NY 10022

Advisors at this office: 22

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York
Broker:
51 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/22/2025
Series 7
General Securities Representative Examination
Passed 8/15/2020
SIE
Securities Industry Essentials Examination
Passed 12/7/2019

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Capital Client Group, Inc.Current
5/22/2025 – New York, NY
Capital Client Group, Inc.Current
3/19/2025 – Summit, NJ
Pimco Investments LLC
2/16/2022 – 3/10/2025New York, NY
Sanford C. Bernstein & Co., LLC
8/15/2020 – 1/24/2022Nashville, TN

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Alliance Bernstein / Sanford C. Bernstein & Co., LLC.
    Jul 2019 – Jan 2022New York City, NY
  2. Northwestern Mutual
    Jun 2018 – Aug 2018Paramus, NJ
  3. MetLife
    Jun 2018 – Aug 2018New York City, NY
  4. College of the Holy Cross
    Sep 2015 – May 2019Worcester, MA
  5. Barth's Market
    May 2016 – Jan 2017New Providence, NJ
  6. PIMCO / PIMCO Investments LLC
    Feb 2022 – Mar 2025New York, NY
  7. Capital Group / Capital Client Group, Inc.
    Mar 2025 – no end date reportedNew York, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Capital Client Group, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in New York, NY

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven John Rainero Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Steven John Rainero Jr (Capital Client Group)