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Steven Kent Quinly

Investment Adviser Representative at REALTA INVESTMENT ADVISORS, INC

Orinda, CACRD #703012Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
46 yrs
States Registered
5 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Steven Kent Quinly has worked in the securities industry since 1980. They are registered to provide investment advisory services in California, Nevada, Oregon, Texas, and Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
CaliforniaNevadaOregonTexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/21/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 5/21/1980
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/19/1979
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 5/11/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Realta Investment Advisors, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REALTA INVESTMENT ADVISORS, INCCurrent
8/1/2022Orinda, CA
REALTA EQUITIES, INC.Current
7/29/2022Orinda, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
8/23/19836/30/2022Walnut Creek, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Kent Quinly has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Steven Kent Quinly - Financial Advisor in Orinda, CA | AdvisorFinder