Steven Lawrence Cass
Investment Adviser Representative at HB Wealth
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Steven Lawrence Cass is an investment adviser representative with HB Wealth in Tampa, FL, where they have been registered since 2024. They have worked in the securities industry since 2003 and have been registered with 3 firms, including Truist Advisory Services, Inc. and Suntrust Investment Services, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Suntrust Investment Services, Inc.Aug 2011 – Aug 2024Atlanta, GA
- Suntrust BANKAug 2011 – Aug 2024Dunedin, FL
- SunTrust Advisory ServicesAug 2016 – Aug 2024Atlanta, GA
- HB Wealth Management, LLCSep 2024 – no end date reportedAtlanta, GA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About HB Wealth
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- First $1,000,000 (FP&IM)1.25%
- Next $4,000,000 (FP&IM)1.00%
- Next $5,000,000 (FP&IM)0.75%
- Next $20,000,000 (FP&IM)0.63%
+6 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 162
- Offices listed on AdvisorFinder:
- 8
- Main office:
- Atlanta, GA
- SEC file number:
- 801-122595
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 3, 2026
View full firm profileOther advisors at HB Wealth
Showing 12 of 162 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Lawrence Cass has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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