Steven Michael Blume
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Steven Michael Blume is an investment adviser representative with Charles Schwab & Co., Inc. in Prior Lake, MN, where they have been registered since 2022. They have worked in the securities industry since 1999 and have been registered with 5 firms, including U.S. Bancorp Investments, Inc. and Wealth Enhancement Advisory Services, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Minnesota.
Registrations & licenses
- Investment adviser:
- Minnesota
- Broker:
3 states and territories
Illinois, Minnesota, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- RBC Capital Markets, LLCJul 2013 – Jul 2018Minneapolis, MN
- Wealth Enhancement GroupJul 2018 – Mar 2019Plymouth, MN
- LPL Financial, LLCJul 2018 – Mar 2019Plymouth, MN
- Wealth Enhancement Brokerage ServicesAug 2018 – Mar 2019Plymouth, MN
- Wealth Enhancement Advisory ServicesSep 2018 – Mar 2019Plymouth, MN
- U.S. Bancorp Investments, Inc.Jan 2020 – Oct 2021Minneapolis, MN
- Kelly ServicesMay 2019 – Dec 2019Bloomington, MN
- Charles Schwab & Co., Inc.Jun 2022 – no end date reportedMinneapolis, MN
- UnemployedNov 2021 – May 2022Prior Lake, MN
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Prior Lake, MN
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Michael Blume has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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