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Steven Michael Stratton

Investment Adviser Representative at CORNERSTONE SECURITIES LLC

Shady Cove, ORCRD #1368111Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
2 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaOregon
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/1/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 3/1/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/21/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Cornerstone Securities LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CORNERSTONE SECURITIES LLCCurrent
2/4/2025Shady Cove, OR
CORNERSTONE SECURITIES LLC
11/19/201912/31/2024Shady Cove, OR
PLANMEMBER SECURITIES CORPORATION
10/10/201711/18/2019Shady Cove, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
6/30/200611/10/2015San Martin, CA
TOWER SQUARE SECURITIES, INC.
6/4/20047/10/2006San Jose, CA
INTEGRATED FINANCIAL & INSURANCE SERVICES
2/19/20039/10/2004San Jose, CA
WS GRIFFITH SECURITIES, INC.
2/14/20036/14/2004San Jose, CA
PARK AVENUE SECURITIES LLC
3/1/20012/3/2003San Jose, CA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CORNERSTONE SECURITIES LLC

9 other advisors in the directory

View CORNERSTONE SECURITIES LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Michael Stratton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Steven Michael Stratton - Financial Advisor in Shady Cove, OR | AdvisorFinder