Steven Potwin
Investment Adviser Representative at Citizens Securities, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Steven Potwin is an investment adviser representative with Citizens Securities, Inc. in Brattleboro, VT, where they have been registered since 2024. They have worked in the securities industry since 2008 and have been registered with 4 firms, including Northwestern Mutual Investment Services,llc and Valic Financial Advisors, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Alabama, Florida, New Hampshire, and Vermont.
Registrations & licenses
- Investment adviser:
- Alabama, Florida, New Hampshire, Vermont
- Broker:
5 states and territories
Alabama, Florida, Massachusetts, New Hampshire, Vermont
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Santander Securities, LLCAug 2012 – Feb 2018Dorchester, MA
- Santander Bank, NAAug 2012 – Feb 2018Boston, MA
- Boston Beer WorksSep 2016 – Dec 2016Boston, MA
- Citizens BANKMay 2018 – Sep 2020Medford, MA
- Citizens Securities, Inc.Sep 2020 – Aug 2021Manchester, NH
- Valic Financial Advisors, Inc.Aug 2022 – Apr 2023Nashua, NH
- TD BankSep 2021 – Feb 2022Keene, NH
- UnemployedFeb 2022 – Aug 2022Keene, NH
- AGIADec 2022 – Apr 2023Houston, TX
- UnemployedFeb 2018 – May 2018Dorchester, MA
- Randy LowenbergMay 2023 – Feb 2024Keene, NH
- Northwestern Mutual Investment ServicesMay 2023 – Feb 2024Keene, NH
- Northwestern Mutual Wealth Management CompanyJun 2023 – Feb 2024Milwaukee, WI
- Citizens Securities, Inc.Feb 2024 – no end date reportedClaremont, NH
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Citizens Securities, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $2,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 772
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Johnston, RI
- SEC file number:
- 801-61902
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 3, 2026
View full firm profileOther advisors at Citizens Securities, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Potwin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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