Steven Robert Reich
Investment Adviser Representative at Vanguard Advisers, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Steven Robert Reich is an investment adviser representative with Vanguard Advisers, Inc. in Charlotte, NC, where they have been registered since 2024. They have worked in the securities industry since 2023 and were previously registered with Avantax Investment Services, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina, Pennsylvania, and Texas.
Office
Advisors at this office: 661
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina, Pennsylvania, Texas
- Broker:
2 states and territories
North Carolina, Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Independent Tax & Financial Planners, PCDec 2022 – Feb 2024Southampton, PA
- Schwartz Kallish and Co.Apr 2021 – Sep 2021Bensalem, PA
- Freedom MortgageOct 2022 – Nov 2022Mount Laurel, NJ
- Open Door ValetJul 2017 – Jul 2020Bensalem, PA
- LSAA Basketball AssociationDec 2014 – Dec 2019Feasterville Trevose, PA
- Erikson Living Ann's ChoiceMay 2015 – Jun 2017Warminster, PA
- Avantax Investment Services Inc.Dec 2022 – Mar 2024Holland, PA
- The Pennsylvania State University - AltoonaSep 2017 – May 2022Altoona, PA
- Neshaminy High SchoolAug 2014 – May 2017Langhorne, PA
- UnemployedJun 2022 – Sep 2022Feasterville Trevose, PA
- The Vanguard Group, Inc.May 2024 – no end date reportedCharlotte, NC
- Vanguard Marketing CorporationMay 2024 – no end date reportedCharlotte, NC
- Vanguard Advisers, Inc.Aug 2024 – no end date reportedCharlotte, NC
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Vanguard Advisers, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,379
- Offices listed on AdvisorFinder:
- 4
- Main office:
- Malvern, PA
- SEC file number:
- 801-49601
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Vanguard Advisers, Inc.
Showing 12 of 2,379 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Robert Reich has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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