Steven Scott Novick
Investment Adviser Representative at Steward Partners Investment Advisory, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Steven Scott Novick is an investment adviser representative with Steward Partners Investment Advisory, LLC in West Palm Beach, FL, where they have been registered since 2025. They have worked in the securities industry since 1992 and have been registered with 5 firms, including Novick & Company Financial Group, LLC and LPL Financial Corporation. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Connecticut, Texas, and Wyoming.
Registrations & licenses
- Investment adviser:
- Connecticut, Texas, Wyoming
- Broker:
10 states and territories
California, Connecticut, District of Columbia, Florida, New Hampshire, New Jersey, New York, Pennsylvania, Texas, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Novick & Company Financial Group, LLCFeb 2005 – Feb 2025Jackson, WY
- Purshe Kaplan Sterling InvestmentsSep 2009 – Feb 2025Albany, NY
- Steward Partners Global Advisory, LLCFeb 2025 – no end date reportedJackson, WY
- Steward Partners Investment Advisory, LLCFeb 2025 – no end date reportedJackson, WY
- Steward Partners Investment Solutions, LLCFeb 2025 – no end date reportedJackson, WY
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Steward Partners Investment Advisory, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $25,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 460
- Offices listed on AdvisorFinder:
- 28
- Main office:
- Stamford, CT
- SEC file number:
- 801-107426
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 22, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Scott Novick has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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