Steven Singleton
Investment Adviser Representative at Raymond James Investment Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Steven Singleton is an investment adviser representative with Raymond James Investment Management in Oakland, CA, where they have been registered since 2020. They have worked in the securities industry since 1993 and have been registered with 4 firms, including SPI Strategies, LLC and Blaylock VAN, LLC. They have passed 7 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
- Broker:
2 states and territories
California, Florida
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- SP CapitalJan 2004 – Jul 2020Oakland, CA
- Blaylock Robert VAN, LLCDec 2007 – Oct 2020Oakland, CA
- Carillon Tower AdvisersOct 2020 – no end date reportedOakland, CA
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Raymond James Investment Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Performance-based fees
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Raymond James Investment Management offers actively managed ETFs, investment solutions from affiliate boutique partners, and capabilities for investors seeking Environmental, Social, and Governance (ESG) and Socially Responsible strategies, delivered through separate accounts, commingled funds, and mutual funds.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 31
- Offices listed on AdvisorFinder:
- 3
- Main office:
- St Petersburg, FL
- SEC file number:
- 801-100356
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 26, 2026
View full firm profileOther advisors at Raymond James Investment Management
Showing 12 of 31 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Singleton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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