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Stewart James Rallis

Investment Adviser Representative at STAIRWAY PARTNERS, LLC

Minneapolis, MNCRD #1212536Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/9/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 12/29/1983
Series 5
Interest Rate Options Examination
Passed 3/17/1995
Series 15
Foreign Currency Options Examination
Passed 3/10/1995
Series 3
National Commodity Futures Examination
Passed 11/23/1994
Series 7
General Securities Representative Examination
Passed 12/21/1985
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/14/1983
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 12/17/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $3 million0.75%
$3 – 10 million0.50%
Over $10 million0.30%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Stairway Partners, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

STAIRWAY PARTNERS, LLCCurrent
4/30/2013Minneapolis, MN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stewart James Rallis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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