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Stuart Bradley Lipsteuer

Investment Adviser Representative at FIRST CITIZENS ASSET MANAGEMENT, INC

Richmond, VACRD #2452833Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/28/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 3/8/2024
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/28/2024
SIE
Securities Industry Essentials Examination
Passed 2/7/2024
Series 7
General Securities Representative Examination
Passed 7/10/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

First Citizens Asset Management, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST CITIZENS ASSET MANAGEMENT, INCCurrent
5/21/2025Richmond, VA
FIRST CITIZENS INVESTOR SERVICES, INC.Current
6/28/2024Richmond, VA
WACHOVIA CAPITAL MARKETS, LLC
7/1/20031/13/2006Charlotte, NC
WACHOVIA SECURITIES, LLC
1/11/20027/1/2003St. Louis, MO
WACHOVIA SECURITIES, INC.
4/1/19991/11/2002Charlotte, NC
WACHOVIA CAPITAL MARKETS, INC.
6/1/19984/1/1999Winston Salem, NC
WACHOVIA BROKERAGE SERVICE
2/26/19976/1/1998Winston Salem, NC
PAINEWEBBER INCORPORATED
4/11/19965/3/1996Weehawken, NJ
ENTERPRISE FUND DISTRIBUTORS, INC.
2/23/19964/24/1996Atlanta, GA
JOHN NUVEEN & CO., INCORPORATED
7/11/19959/25/1995Chicago, IL

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stuart Bradley Lipsteuer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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