Stuart Charles Brazie
Investment Adviser Representative at Westminster Financial Advisory Corp
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Stuart Charles Brazie is an investment adviser representative with Westminster Financial Advisory Corp in Beavercreek, OH, where they have been registered since 2017. They have worked in the securities industry since 1993 and have been registered with 4 firms, including Whitehall Financial Services, Inc. and KMS Financial Services, Inc. They have passed 12 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in 9 states.
Office
Advisors at this office: 15
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arizona, Florida, Georgia, Illinois, Indiana, North Carolina, Ohio, South Carolina, Virginia
- Broker:
11 states and territories
Arizona, Florida, Georgia, Illinois, Indiana, Kentucky, Massachusetts, North Carolina, Ohio, South Carolina, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Whitehall Financial ServicesAug 2006 – Dec 2016Sharonville, OH
- KMS Financial Services, IncJul 2010 – Nov 2016Seattle, WA
- Westminster Financial SecuritiesNov 2016 – no end date reportedDayton, OH
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Westminster Financial Advisory Corp
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 41
- Offices listed on AdvisorFinder:
- 12
- Main office:
- Beavercreek, OH
- SEC file number:
- 801-29690
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 30, 2026
View full firm profileOther advisors at Westminster Financial Advisory Corp
Showing 12 of 41 in the directory
Similar advisors in Beavercreek, OH
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stuart Charles Brazie has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched