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Sunil Tumber

Investment Adviser Representative at International Assets Investment Management, LLC

Yuba City, CACRD #5857169Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Sunil Tumber is an investment adviser representative with International Assets Investment Management, LLC in Yuba City, CA, where they have been registered since 2026. They have worked in the securities industry since 2023 and were previously registered with Edward Jones. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.

Office

1408 Live Oak Blvd, Ste B
Yuba City, CA 95991

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California
Broker:
1 state or territory

California

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/5/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 7/6/2012
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/20/2026
Series 7
General Securities Representative Examination
Passed 9/12/2024
SIE
Securities Industry Essentials Examination
Passed 8/10/2024
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/15/2012

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

International Assets Investment Management, LLCCurrent
5/21/2026 – Yuba City, CA
Edward Jones
11/15/2024 – 4/30/2026Yuba City, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. International Assets Advisory, LLC
    May 2026 – no end date reportedYuba City, CA
  2. International Assets Investment Management, LLC
    May 2026 – no end date reportedYuba City, CA
  3. Mechanics BANK
    Dec 2013 – Jun 2024Yuba City, CA
  4. Edward Jones
    Jun 2024 – Apr 2026St. Louis, MO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About International Assets Investment Management, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$50,000 (waivable)

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
123
Offices listed on AdvisorFinder:
19
Main office:
Orlando, FL
SEC file number:
801-68114

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of January 30, 2026

View full firm profile

Other advisors at International Assets Investment Management, LLC

Showing 12 of 123 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sunil Tumber has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Sunil Tumber (International Assets Investment Management)