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Susan Monahan

Investment Adviser Representative at ALLY INVEST ADVISORS

Pace, FLCRD #4059275Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
52 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Susan Monahan has worked in the securities industry since 2002. They are registered to provide investment advisory services in 52 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 52 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/22/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 2/2/2000
SIE
Securities Industry Essentials Examination
Passed 4/26/2017
Series 7
General Securities Representative Examination
Passed 12/28/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Tier 1 - First $250,0000.85%
Tier 2 - Next $750,000 up to $1,000,0000.80%
Tier 3 - Above $1,000,0000.75%
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ALLY Invest Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALLY INVEST ADVISORSCurrent
11/18/2021Pace, FL
ALLY INVEST SECURITIES LLCCurrent
9/9/2021Pace, FL
ALLSTATE FINANCIAL ADVISORS, LLC
5/30/20198/5/2021Milton, FL
NATIONAL ASSET MANAGEMENT, INC.
8/2/20164/26/2017Bonita Springs, FL
QUEST CAPITAL STRATEGIES, INC.
2/9/201512/31/2015Cape Coral, FL
QUEST CAPITAL STRATEGIES, INC.
8/16/201212/4/2013Cape Coral, FL
METLIFE SECURITIES INC.
11/24/20097/9/2012Sarasota, FL
HARBOUR INVESTMENTS, INC.
3/20/20099/14/2009Cape Coral, FL
WACHOVIA SECURITIES, LLC
11/14/20072/24/2009Lehigh Acres, FL
UVEST FINANCIAL SERVICES GROUP, INC.
8/2/200711/2/2007Cape Coral, FL
UVEST FINANCIAL SERVICES GROUP, INC.
8/1/20078/1/2007Cape Coral, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Susan Monahan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Susan Monahan - Financial Advisor in Pace, FL | AdvisorFinder