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Sydney Wade Frank

Investment Adviser Representative at M1 ADVISORY

Chicago, ILCRD #7448647Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
2 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Sydney Wade Frank is a registered investment adviser representative. Sydney Wade Frank has passed the Series 66, 24, and 7 examinations.

Registrations & licenses

Registration type
Dual-registered
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/17/2022
Series 7
General Securities Representative Examination
Passed 11/17/2021
SIE
Securities Industry Essentials Examination
Passed 9/27/2021
Series 24
General Securities Principal Examination
Passed 3/15/2022

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.002
Source

M1 Advisory Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

M1 ADVISORY
4/18/20246/18/2026Chicago, IL

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at M1 ADVISORY

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View M1 ADVISORY firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sydney Wade Frank has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Sydney Wade Frank - Financial Advisor in Chicago, IL | AdvisorFinder