Tad Alan Herrington
Investment Adviser Representative at PDS Planning Inc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Tad Alan Herrington is an investment adviser representative with PDS Planning Inc in Dublin, OH, where they have been registered since 2025. They have worked in the securities industry since 2015 and have been registered with 6 firms, including Graver Capital Management, LLC and SWS Partners, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Ohio.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Ohio
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- MTBW, LLC / JOHN E. Sestina AND CompanyJun 2016 – Jun 2021Columbus, OH
- Clark Asset Management, LLCJun 2021 – Sep 2022Powell, OH
- SWS Partners, LLCJan 2023 – May 2025Columbus, OH
- Graver Capital Management, LLCMay 2025 – Jul 2025Columbus, OH
- Wealth Launch, LLCNov 2021 – no end date reportedPowell, OH
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About PDS Planning Inc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Comprehensive financial planning including tax strategy, investment management, charitable giving planning, retirement planning, estate and inheritance planning, and insurance guidance.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 11
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Dublin, OH
- SEC file number:
- 801-33041
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 19, 2026
View full firm profileOther advisors at PDS Planning Inc
10 other advisors in the directory
Similar advisors in Dublin, OH
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tad Alan Herrington has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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