Tam P Diep
Financial Professional at Hightower Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Tam P. Diep is a financial professional associated with Hightower Advisors, LLC in Los Angeles, CA, where they have been associated since 2025. They have worked in the securities industry since 2022 and have been registered with 3 firms, including J.p. Morgan Private Wealth Advisors LLC and J.p. Morgan Securities LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative).
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- First Republic BankMar 2022 – Jul 2023Santa Barbara, CA
- University of California, Santa BarbaraNov 2021 – Mar 2022Goleta, CA
- UC Santa BarbaraJan 2019 – Sep 2021Santa Barbara, CA
- Ohlone CollegeJun 2016 – Dec 2018Fremont, CA
- Smile Catcher's Corp.Feb 2015 – Dec 2018Fremont, CA
- J.p. Morgan Securities LLCJul 2023 – Feb 2025Los Angeles, CA
- Hightower Advisors, LLCFeb 2025 – Jul 2026Los Angeles, CA
- Howroyd Wright Employment Agency, IncNov 2021 – Mar 2022Santa Barbara, CA
- Focus Partners Wealth, LLCAug 2026 – no end date reportedSt. Louis, MO
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Hightower Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial advising and investment management, including personalized investment planning, balance sheet and income statement management, business planning, tax, estate planning, risk management, legacy planning, and trust services.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,050
- Offices listed on AdvisorFinder:
- 132
- Main office:
- Chicago, IL
- SEC file number:
- 801-69625
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 3, 2026
View full firm profileOther advisors at Hightower Advisors, LLC
Showing 12 of 1,050 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tam P Diep has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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