Tammie Lynn McCoy
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Tammie Lynn McCoy is an investment adviser representative with LPL Financial LLC in Wichita, KS, where they have been registered since 2022. They have worked in the securities industry since 2012 and have been registered with 9 firms, including CUNA Brokerage Services, Inc. and Oppenheimer & Co. Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Kansas, New Jersey, and Texas.
Registrations & licenses
- Investment adviser:
- Kansas, New Jersey, Texas
- Broker:
52 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Creating & Managing WealthOct 2016 – Nov 2016Irving, TX
- Lincoln InvestmentOct 2016 – Nov 2016Fort Washington, PA
- UnemployedDec 2016 – Mar 2017Decatur, TX
- LPL Financial, LLCMar 2017 – May 2017Fort Worth, TX
- SWMG, LLCFeb 2017 – May 2017Fort Worth, TX
- Oppenheimer & Co., Inc.Oct 2017 – Mar 2018Fort Worth, TX
- UnemployedMay 2017 – Jul 2017Fort Worth, TX
- CUNA Brokerage Services, Inc.May 2021 – May 2022Waverly, IA
- CUNA Mutual GroupMay 2021 – May 2022Waverly, IA
- unemployedMar 2018 – Jul 2019Wichita, KS
- Bankers LifeJul 2019 – Dec 2019Wichita, KS
- FaneuilJan 2020 – Nov 2020Wichita, KS
- CUNA Mutual GroupNov 2020 – May 2021Waverly, IA
- LPL Financial LLCMay 2022 – no end date reportedWichita, KS
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tammie Lynn McCoy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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