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Tammy Sue Dickson

Investment Adviser Representative at KEY Investment Services LLC

Plymouth, INCRD #7733598Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Tammy Sue Dickson is an investment adviser representative with KEY Investment Services LLC in Plymouth, IN, where they have been registered since 2026. They have worked in the securities industry since 2023 and were previously registered with Thrivent Investment Management Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Indiana.

Office

2701 N Michigan St.
Plymouth, IN 46563

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Indiana
Broker:
1 state or territory

Indiana

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/7/2023
Series 7
General Securities Representative Examination
Passed 8/21/2023
SIE
Securities Industry Essentials Examination
Passed 7/22/2023

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

KEY Investment Services LLCCurrent
2/19/2026 – Plymouth, IN
Thrivent Investment Management Inc.
9/8/2023 – 2/5/2026South Bend, IN

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Self Employed/Cleaning for Johns Manville
    May 2007 – Jul 2023Bremen, IN
  2. Graphix Unlimited
    Mar 2017 – Jul 2023Bremen, IN
  3. Thrivent Investment Managment Inc.
    May 2023 – Jan 2026South Bend, IN
  4. Thrivent Financial
    Jul 2023 – Jan 2024Appleton, WI
  5. Thrivent Financial
    Jan 2024 – Jan 2026Appleton, WI
  6. Key Investment Services, LLC
    Feb 2026 – no end date reportedBrooklyn, OH
  7. KeyBank
    Feb 2026 – no end date reportedPlymouth, IN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About KEY Investment Services LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
638
Offices listed on AdvisorFinder:
15
Main office:
Brooklyn, OH
SEC file number:
801-65060

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 30, 2026

View full firm profile

Other advisors at KEY Investment Services LLC

Showing 12 of 638 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tammy Sue Dickson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Tammy Sue Dickson (KEY Investment Services) | AdvisorFinder