Tanner Jacob Sargent
Investment Adviser Representative at Commonwealth Financial Network
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Tanner Jacob Sargent is an investment adviser representative with Commonwealth Financial Network in Pomfret Center, CT, where they have been registered since 2026. They have worked in the securities industry since 2024 and were previously registered with Northwestern Mutual Investment Services, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 6 (investment company and variable products). They are registered to provide investment advice in Connecticut.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Connecticut
- Broker:
1 state or territory
Connecticut
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- StudentJan 2012 – Jun 2018Tolland, CT
- Tolland Public SchoolsJul 2018 – Aug 2018Tolland, CT
- StudentSep 2018 – May 2022Orono, ME
- FedExJan 2021 – Dec 2021Willington, CT
- Tolland Public SchoolsJun 2020 – Aug 2020Tolland, CT
- Tolland Public SchoolsJun 2021 – Aug 2021Tolland, CT
- CT InflatablesJun 2022 – Nov 2022Tolland, CT
- Tolland Intermediate SchoolFeb 2023 – Jun 2023Tolland, CT
- UnemployedDec 2022 – Jan 2023Tolland, CT
- UnemployedJun 2023 – Jul 2023Tolland, CT
- Northwestern Mutual Life Insurance CompanyAug 2023 – no end date reportedMilwaukee, WI
- Northwestern Mutual Investment Services LLCJun 2024 – no end date reportedWest Hartford, CT
- Commonwealth Financial NetworkAug 2024 – no end date reportedWaltham, MA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Commonwealth Financial Network
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,971
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Waltham, MA
- SEC file number:
- 801-41541
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Commonwealth Financial Network
Showing 12 of 2,971 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tanner Jacob Sargent has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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