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Tarky Joseph Lombardi

Investment Adviser Representative at Mariner

Overland Park, KSCRD #7858473Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
2 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Tarky Joseph Lombardi is an investment adviser representative with Mariner in Overland Park, KS, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with KEY Investment Services LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in New York.

Office

5700 W 112th St, Suite 200
Overland Park, KS 66211

Advisors at this office: 30

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 2/27/2024
Series 65
Uniform Investment Adviser Law Examination
Passed 8/23/2023
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/9/2024
SIE
Securities Industry Essentials Examination
Passed 8/16/2023

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

MarinerCurrent
4/30/2025 – Overland Park, KS
KEY Investment Services LLC
4/9/2024 – 4/8/2025Syracuse, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. KeyBank
    Nov 2023 – Apr 2025Manlius, NY
  2. Key Investment Services LLC
    Jan 2024 – Apr 2025Brooklyn, OH
  3. Everest Consultants LLC
    Jun 2021 – Aug 2023Syracuse, NY
  4. Steve Madden
    Jul 2022 – May 2023Syracuse, NY
  5. Mario & Salvo's Pizza
    Jun 2021 – Oct 2021Syracuse, NY
  6. Town of Dewitt
    Sep 2018 – Aug 2019Dewitt, NY
  7. Syracuse University
    Sep 2020 – May 2023Syracuse, NY
  8. Jamesville-Dewitt High School / Middle School
    Sep 2012 – Jun 2019Jamesville, NY
  9. High Point University
    Sep 2019 – May 2020High Point, NC
  10. Unemployed- Student/Covid
    Jun 2020 – May 2021Syracuse, NY
  11. Mariner
    Apr 2025 – no end date reportedOverland Park, KS

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Mariner

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Estimated blended rate
0.0125
Firm's annual rate schedule by assets
  • $0 - $1,000,0001.25%
  • $1,000,000 - $5,000,0001.00%
  • $5,000,000 - $10,000,0000.80%
  • Above $10,000,0000.60%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
961
Offices listed on AdvisorFinder:
99
Main office:
Overland Park, KS
SEC file number:
801-66632

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 5, 2026

View full firm profile

Other advisors at Mariner

Showing 12 of 961 in the directory

View Mariner firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tarky Joseph Lombardi has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Tarky Joseph Lombardi (Mariner) - Fees & Credentials