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Taylor M K Easley

Investment Adviser Representative at LPL Financial LLC

Kailua Kona, HICRD #2764880Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Taylor M. K. Easley is an investment adviser representative with LPL Financial LLC in Kailua Kona, HI, where they have been registered since 2025. They have worked in the securities industry since 1996 and have been registered with 4 firms, including Raymond James Financial Services Advisors, Inc and Morgan Stanley & Co. Incorporated. They have passed 7 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Hawaii and Texas.

Office

75-5660 Kopiko St Ste A1
Kailua Kona, HI 96740

Advisors at this office: 3

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Hawaii, Texas
Broker:
18 states and territories

California, Colorado, Florida, Hawaii, Idaho, Kansas, Montana, Nevada, New Mexico, North Carolina, Ohio, Oregon, Rhode Island, Tennessee, Texas, Utah, Washington, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/5/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 9/7/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 2/4/2005
Series 7
General Securities Representative Examination
Passed 8/23/1996
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 7/13/2009
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 6/4/2009

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

LPL Financial LLCCurrent
6/16/2025 – Kailua Kona, HI
Raymond James Financial Services Advisors, Inc
2/25/2009 – 6/17/2025Kailua Kona, HI
Morgan Stanley & Co. Incorporated
4/2/2007 – 2/9/2009Kailua-kona, HI
Morgan Stanley
3/27/2001 – 4/2/2007Kailua-kona, HI

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Raymond James Financial Services, Inc.
    Feb 2009 – Jun 2025Kailua Kona, HI
  2. Raymond James Financial Services Advisors Inc.
    Feb 2009 – Jun 2025Kailua Kona, HI
  3. Easley Corporation
    May 2016 – no end date reportedKailua-kona, HI
  4. Easley & Associates
    Jul 2015 – no end date reportedKailua Kona, HI
  5. Maui Jim Photo Shoot
    May 2018 – Aug 2018Kona, HI
  6. Easley Wealth Management
    Jul 2015 – no end date reportedKailua-kona, HI
  7. LPL Financial LLC
    Jun 2025 – no end date reportedKailua Kona, HI

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About LPL Financial LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
24,114
Offices listed on AdvisorFinder:
25
Main office:
Fort Mill, SC
SEC file number:
801-10970

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 21, 2026

View full firm profile

Other advisors at LPL Financial LLC

Showing 12 of 24,114 in the directory

View LPL Financial LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Taylor M K Easley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Taylor M K Easley (LPL Financial) - Fees & Credentials