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Taylor Marie Foti

Investment Adviser Representative at Thrivent Investment Management Inc.

Nassau, NYCRD #7418061Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Taylor Marie Foti is an investment adviser representative with Thrivent Investment Management Inc. in Nassau, NY, where they have been registered since 2025. They have worked in the securities industry since 2021 and were previously registered with Goldman Sachs Wealth Services, L.P. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in District of Columbia, New York, Oklahoma, and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
District of Columbia, New York, Oklahoma, Texas
Broker:
51 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/23/2021
Series 7
General Securities Representative Examination
Passed 11/15/2021
SIE
Securities Industry Essentials Examination
Passed 9/2/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Thrivent Investment Management Inc.Current
9/29/2025 – Nassau, NY
Thrivent Investment Management Inc.Current
9/29/2025 – Nassau, NY
Goldman Sachs Wealth Services, L.P.
1/3/2022 – 9/23/2025Cohoes, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Lombardi's
    Sep 2020 – Jul 2021Gardiner, NY
  2. Bruegger's Bagels
    Dec 2018 – Sep 2020Albany, NY
  3. Careers on the Move
    Jan 2021 – Jun 2021New York City, NY
  4. The Lazy Axe
    Sep 2020 – Dec 2020Albany, NY
  5. In Focus Brands
    Jan 2019 – May 2019Saratoga, NY
  6. Delmonico's
    Aug 2018 – Nov 2018Albany, NY
  7. The Theater Institute at Sage
    May 2016 – Jul 2018Troy, NY
  8. Goldman Sachs Ayco
    Jul 2021 – Aug 2025Cohoes, NY
  9. Thrivent Investment Management Inc
    Sep 2025 – no end date reportedMinneapolis, MN
  10. Thrivent Financial
    Sep 2025 – no end date reportedAppleton, WI

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Thrivent Investment Management Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small Businesses

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporationsOther

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3,163
Offices listed on AdvisorFinder:
26
Main office:
Minneapolis, MN
SEC file number:
801-29618

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

Other advisors at Thrivent Investment Management Inc.

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Taylor Marie Foti has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Taylor Marie Foti (Thrivent Investment Management)