Terry Morris Anderson

Investment Adviser Representative at MAIA WEALTH

PARKER, COCRD #2374045Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

32 yrs

States Registered

1 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 1 states

Colorado

Examinations passed

Series 63

Uniform Securities Agent State Law Examination

Passed 9/2/1999

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 2/14/2002

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 12/23/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Blended rate

0.015

Source

MAIA WEALTH Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INTERNATIONAL ASSETS ADVISORY, LLC

9/20/2011 – 9/3/2013GREENWOOD VILLAGE, CO

CAPWEST SECURITIES, INC.

8/4/2010 – 8/23/2011GREENWOOD VILLAGE, CO

FIRST ALLIED SECURITIES, INC.

8/30/2013 – 3/16/2020PARKER, CO

QA3 FINANCIAL CORP.

8/26/2002 – 4/3/2007GREENWOOD VILLAGE, CO

J.W. COLE FINANCIAL, INC.

8/24/2011 – 9/7/2011TAMPA, FL

LINSCO/PRIVATE LEDGER CORP.

7/10/1995 – 7/28/1999FORT MILL, SC

LINCOLN FINANCIAL ADVISORS CORPORATION

5/24/1999 – 8/23/2002FORT WAYNE, IN

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

5/24/1999 – 8/23/2002FORT WAYNE, IN

SECURITIES AMERICA, INC.

3/16/2007 – 3/1/2010GREENWOOD VILLAGE, CO

QA3 FINANCIAL CORP.

3/15/2010 – 6/8/2010OMAHA, NE

ROYAL ALLIANCE ASSOCIATES, INC.

2/3/1994 – 6/20/1995SCOTTSDALE, AZ

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Terry Morris Anderson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.