Tesia Sockow
Financial Professional at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Tesia Sockow is a financial professional associated with LPL Financial LLC in Belleville, IL, where they have been associated since 2025, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative).
Office
Advisors at this office: 11
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Commerce BankFeb 2022 – Jul 2026Saint Louis, MO
- First WatchDec 2021 – Dec 2022Saint Louis, MO
- UnemployedJan 2022 – Feb 2022Saint Louis, MO
- Mackle's Tables and TapsMar 2018 – Nov 2021Hartland, MI
- Brick's Smoked MeatsFeb 2021 – Mar 2021Sarasota, FL
- Hanover Insurance CompanyJan 2020 – Feb 2020Howell, MI
- Olive GardenFeb 2016 – Mar 2018Brighton, MI
- Cheesecake FactoryApr 2017 – May 2017Novi, MI
- LPL FinanicalSep 2023 – Jul 2026Saint Louis, MO
- Sunset OverlookSep 2025 – no end date reportedColumbia, IL
- Equitable Advisors, LLCSep 2026 – no end date reportedNew York, NY
- Chicken N' PicklesJul 2024 – Dec 2024St. Charles, MO
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
Showing 12 of 24,114 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tesia Sockow has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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