Theodore Jason Baker
Investment Adviser Representative at United Capital Financial Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Theodore Jason Baker is an investment adviser representative with United Capital Financial Advisors in Moline, IL, where they have been registered since 2019. They have worked in the securities industry since 2005 and have been registered with 3 firms, including Irongate International, L.L.C. and Leading LINE, LLC. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Illinois and Iowa.
Registrations & licenses
- Investment adviser:
- Illinois, Iowa
- Broker:
8 states and territories
California, Colorado, Florida, Illinois, Indiana, Iowa, Minnesota, Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Irongate International LLCJun 2008 – Mar 2019Moline, IL
- United Capital Financial Advisers, LLCMar 2019 – no end date reportedNewport Beach, CA
- Lion Street FinancialFeb 2024 – no end date reportedMoline, IL
- Integrity Alliance, LLC.Nov 2025 – no end date reportedBettendorf, IA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About United Capital Financial Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 168
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Irving, TX
- SEC file number:
- 801-64376
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 15, 2026
View full firm profileOther advisors at United Capital Financial Advisors
Showing 12 of 168 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Theodore Jason Baker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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