Theodore Joseph Haggerty
Investment Adviser Representative at Janney Montgomery Scott LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Theodore Joseph Haggerty is an investment adviser representative with Janney Montgomery Scott LLC in Garden City, NY, where they have been registered since 2026. They have worked in the securities industry since 2024 and have been registered with 3 firms, including Prospect Financial Services LLC and Catalyst Wealth Management LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York and Texas.
Office
Advisors at this office: 24
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York, Texas
- Broker:
7 states and territories
California, Florida, Massachusetts, New Jersey, New Mexico, New York, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Louisiana State UniversityAug 2020 – May 2024Baton Rouge, LA
- Enterprise HoldingsMay 2023 – Aug 2023West Islip, NY
- Sunrise Lobster Co.Jun 2022 – Jan 2023Brookhaven, NY
- Verde Kitchen & CocktailsFeb 2020 – Mar 2020Bay Shore, NY
- The Chowder BarApr 2017 – Mar 2020Bay Shore, NY
- Amore's PizzeriaMay 2020 – Aug 2021Bay Shore, NY
- Bay Shore High SchoolAug 2017 – Aug 2020Bay Shore, NY
- Catalyst Wealth Management LLCMay 2024 – Nov 2024Houston, TX
- St. Anthony's High SchoolAug 2016 – Aug 2017South Huntington, NY
- Innovation Partners LLCMay 2024 – Nov 2024Charlotte, NC
- LPL Financial, LLCMar 2025 – Apr 2026Melville, NY
- Prospect Financial Services LLCFeb 2025 – Mar 2026Melville, NY
- Janney Montgomery Scott LLCApr 2026 – no end date reportedGarden City, NY
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Janney Montgomery Scott LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
- Other
- Firm account minimum
- $5,000 (waivable)
- First $500,0002.00%
- Next $500,0002.00%
- Next $1,000,0002.00%
- Next $3,000,0002.00%
+3 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,330
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Philadelphia, PA
- SEC file number:
- 801-7258
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 30, 2026
View full firm profileOther advisors at Janney Montgomery Scott LLC
Showing 12 of 1,330 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Theodore Joseph Haggerty has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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