Theodore Michael Dawson
Investment Adviser Representative at Fiducient Advisors LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Theodore Michael Dawson is an investment adviser representative with Fiducient Advisors LLC in Wellesley, MA, where they have been registered since 2022. They have worked in the securities industry since 2020 and were previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Massachusetts and Texas.
Registrations & licenses
- Investment adviser:
- Massachusetts, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2019 – Jun 2020Wellesley Hills, MA
- Boston CollegeAug 2016 – May 2020Chestnut Hill, MA
- MFS Investment ManagementMay 2018 – Aug 2018Boston, MA
- Gentle Giant Moving Co.May 2017 – Aug 2017Somerville, MA
- Camp O-AT-KAJun 2015 – Aug 2017Sebago, ME
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2020 – May 2021Wellesley Hills, MA
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2021 – Dec 2021Boston, MA
- Fiducient Advisors LLCJan 2022 – no end date reportedChicago, IL
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Fiducient Advisors LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Performance-based fees
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Fiduciary investment consulting, retirement plan advisory (401(k), 403(b), pension, cash balance, Taft-Hartley, pooled employer plans), financial wellness, endowment and foundation investment advisory, outsourced CIO (OCIO), implemented investment services, and private wealth management including investment and wealth management solutions tailored to individuals and families.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 64
- Offices listed on AdvisorFinder:
- 7
- Main office:
- Chicago, IL
- SEC file number:
- 801-48820
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 24, 2026
View full firm profileOther advisors at Fiducient Advisors LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Theodore Michael Dawson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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