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Theodore P.s. Leclair

Investment Adviser Representative at 994 GROUP

Austin, TXCRD #5082015Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Theodore P.s. Leclair has worked in the securities industry since 2006.

Registrations & licenses

Registration type
Investment Adviser Rep
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/5/2006
SIE
Securities Industry Essentials Examination
Passed 12/18/2017
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/9/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0-$499,999.991.00%
$500,000-$999,999.990.90%
$1,000,000-$1,499,999.990.80%
$1,500,000-$1,999,999.990.70%
$2,000,000-$2,499,999.990.60%
$2,500,000-$4,999,999.990.50%
$5,000,000+0.40%
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

994 Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

994 GROUPCurrent
11/26/2018Austin, TX
994 GROUP
5/23/201812/4/2018Austin, TX

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at 994 GROUP

2 other advisors in the directory

View 994 GROUP firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Theodore P.s. Leclair has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Theodore P.s. Leclair - Financial Advisor in Austin, TX | AdvisorFinder