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Theodore William McDonagh

Investment Adviser Representative at Ashton Thomas Securities, LLC

New York, NYCRD #2668934Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Theodore William Mcdonagh is an investment adviser representative in New York, NY, currently registered with Ashton Thomas Private Wealth and Ashton Thomas Securities, LLC. They have worked in the securities industry since 1997 and have been registered with 4 firms, including Raymond James & Associates, Inc. and Deutsche BANK Securities Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California, Connecticut, Florida, Maryland, New Jersey, New York, and Texas.

Office

10 E 53rd Street, Suite 1400
New York, NY 10022

Advisors at this office: 7

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California, Connecticut, Florida, Maryland, New Jersey, New York, Texas
Broker:
39 states and territories

Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/3/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 3/24/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/28/1997

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Ashton Thomas Securities, LLCCurrent
3/11/2024 – New York, NY
Ashton Thomas Private WealthCurrent
3/11/2024 – New York, NY
Raymond James & Associates, Inc.
9/6/2016 – 3/12/2024New York, NY
Deutsche BANK Securities Inc.
2/20/2009 – 9/6/2016New York, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Raymond James & Associates, Inc.
    Sep 2016 – Mar 2024New York, NY
  2. Ashton Thomas Private Wealth, LLC
    Mar 2024 – no end date reportedScottsdale, AZ
  3. Ashton Thomas Securities, LLC
    Mar 2024 – no end date reportedNew York, NY
  4. Ashton Thomas Securities, LLC
    Mar 2024 – no end date reportedNew York, NY
  5. Yorkville Acquisition Corporation
    Aug 2025 – no end date reportedMountainside, NJ
  6. New America Acquisition I Corp
    Sep 2025 – no end date reportedNew York, NY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Ashton Thomas Securities, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension Consulting

Client types the firm serves

IndividualsHigh Net WorthCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
48
Offices listed on AdvisorFinder:
7
Main office:
Rochester, NY
SEC file number:
801-69225

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 3, 2026

View full firm profile

Other advisors at Ashton Thomas Securities, LLC

Showing 12 of 48 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Theodore William McDonagh has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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