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Theresa Ann Schmotzer

Investment Adviser Representative at VANTAGE FINANCIAL GROUP, INC.

Cleveland, OHCRD #4298928Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
30 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Theresa Ann Schmotzer has worked in the securities industry since 2002. They are registered to provide investment advisory services in 30 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 30 states
AlabamaArizonaCaliforniaColoradoFloridaGeorgiaHawaiiIllinoisIndianaKansasMarylandMassachusettsMichiganMinnesotaMissouriNevadaNew HampshireNew JerseyNew YorkNorth CarolinaOhioOklahomaOregonPennsylvaniaSouth CarolinaTexasVirginiaWashingtonWest VirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/27/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/30/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Vantage Financial Group, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CETERA INVESTMENT ADVISERS LLCCurrent
6/29/2023Cleveland, OH
VANTAGE FINANCIAL GROUP, INC.Current
3/1/2023Cleveland, OH
CETERA ADVISOR NETWORKS LLC
3/1/20196/29/2023El Segundo, CA
PNC INVESTMENTS
11/13/20092/14/2019Rocky River, OH
NATCITY INVESTMENTS, INC.
10/4/200411/13/2009Cleveland, OH

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Theresa Ann Schmotzer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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