Thomas A Hart

Investment Adviser Representative at NICOLET WEALTH MANAGEMENT

GREEN BAY, WICRD #7737949Investment Adviser Rep

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

3 yrs

States Registered

4 states

Exams Passed

Registrations & licenses

Registration type

Investment Adviser Rep

Registered in 4 states

IowaMichiganMinnesotaWisconsin

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 4/8/2023

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Blended rate

0.006

Source

NICOLET WEALTH MANAGEMENT Form ADV Part 2A (Item 5), most recent annual amendment.

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas A Hart has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.