Thomas Alan Fredrickson

Investment Adviser Representative at CGN ADVISORS, LLC

Brooklyn, NYCRD #5637022Investment Adviser Rep

Disclosure(s) on record — verify on FINRA BrokerCheck

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

11 yrs

States Registered

1 states

Exams Passed

Registrations & licenses

Registration type

Investment Adviser Rep

Registered in 1 states

New York

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 4/8/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Blended rate

0.01

Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

CGN Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Alan Fredrickson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.