Thomas Allan Parker
Investment Adviser Representative at Pendulum Wealth Partners
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thomas Allan Parker is an investment adviser representative with Pendulum Wealth Partners in Itasca, IL, where they have been registered since 2025. They have worked in the securities industry since 2013 and have been registered with 4 firms, including Ameriprise Financial Services, LLC and Cambridge Investment Research Advisors, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Illinois.
Office
Advisors at this office: 9
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Rozovics Group PCJan 2011 – Apr 2019Park Ridge, IL
- Cetera Investment Advisers, LLCFeb 2014 – Jan 2020Park Ridge, IL
- Cetera Financial Specialists LLCNov 2013 – Jan 2020Schaumburg, IL
- R2 Fiscal Solutions LLCJan 2015 – Apr 2019Park Ridge, IL
- Mcbeath, Fates, AND Ivers PCApr 2019 – Aug 2023Itasca, IL
- Cambridge Investment Research, Inc.Jan 2020 – Aug 2023Fairfield, IA
- Cambridge Investment Research Advisors, Inc.Jan 2020 – Aug 2023Fairfield, IA
- Ameriprise Financial Services, LLCAug 2023 – May 2025Burr Ridge, IL
- EJMK Ventures LLC d/b/a Pendulum Wealth PartnersMay 2025 – no end date reportedItasca, IL
- Fates, Bodily, and Parker PLLCSep 2020 – no end date reportedItasca, IL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Pendulum Wealth Partners
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Pendulum offers Family Office Services (including family governance, business succession planning, legacy and charitable giving strategies, generational tax strategy, private investment review, and bill pay), Strategic Wealth Management (including comprehensive financial planning, investment and asset management, retirement income strategy, insurance review, and cash flow design), and CPA & Tax Advisory (including strategic tax planning and preparation, CFO consulting, monthly dashboards and financial review, attestation and compliance support, and entity structuring and strategic planning).
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 9
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Itasca, IL
- SEC file number:
- 801-132537
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 20, 2026
View full firm profileOther advisors at Pendulum Wealth Partners
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Allan Parker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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