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Thomas Anthony Ditta

Investment Adviser Representative at REGAL INVESTMENT ADVISORS LLC

Monroe, LACRD #1304018Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
15 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Thomas Anthony Ditta has worked in the securities industry since 2007. They are registered to provide investment advisory services in 15 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
ArkansasCaliforniaFloridaIllinoisKansasLouisianaMichiganMississippiNew JerseyNorth CarolinaOhioTennesseeTexasUtahWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/16/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 9/13/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/8/2011
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/8/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Regal Investment Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REGAL INVESTMENT ADVISORS LLCCurrent
2/9/2026Monroe, LA
VALIC FINANCIAL ADVISORS, INC.
12/5/20232/11/2026Monroe, LA
PRUDENTIAL FINANCIAL PLANNING SERVICES
5/10/20229/20/2023Monroe, LA
CETERA INVESTMENT ADVISERS LLC
1/21/20144/29/2022Bastrop, LA
CETERA INVESTMENT SERVICES LLC
4/11/20131/21/2014Bastrop, LA
VALIC FINANCIAL ADVISORS, INC.
3/30/20111/31/2013Baton Rouge, LA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Anthony Ditta has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas Anthony Ditta - Financial Advisor in Monroe, LA | AdvisorFinder