Thomas Arundale
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thomas Arundale is an investment adviser representative with Charles Schwab & Co., Inc. in Alpharetta, GA, where they have been registered since 2025. They have worked in the securities industry since 2023 and have been registered with 4 firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services,llc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Georgia.
Office
Advisors at this office: 16
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Georgia
- Broker:
9 states and territories
Arizona, California, Florida, Georgia, Hawaii, Illinois, Pennsylvania, Tennessee, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Full Time EducationAug 2017 – May 2021Statesboro, GA
- Full Time EducationMay 2013 – May 2017Cumming, GA
- UnemployedApr 2022 – Apr 2022Cumming, GA
- McAdam FinancialAug 2021 – Mar 2022Boston, MA
- UnemployedOct 2022 – Mar 2023Cumming, GA
- St Croix Yacht ClubMay 2022 – Sep 2022Christiansted, VI
- White Columns Country ClubMay 2021 – Jul 2021Milton, GA
- Gerogia Southern Golf CourseDec 2017 – May 2021Statesboro, GA
- Thomas WidemanJul 2023 – Sep 2024Atlanta, GA
- Northwestern Mutual Investment Services LLCAug 2023 – Aug 2024Atlanta, GA
- Thomas WidemanMay 2023 – Aug 2023Atlanta, GA
- White Columns Country ClubApr 2023 – Jun 2023Milton, GA
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2024 – Apr 2025Atlanta, GA
- White Columns Country ClubMay 2019 – Jul 2019Milton, GA
- White Columns Country ClubMay 2020 – Jul 2020Milton, GA
- American Promotional Events IncJul 2017 – Jul 2017Florence, AL
- Polo Golf and Country ClubMay 2017 – Jul 2017Cumming, GA
- Polo Golf and Country ClubMay 2018 – Jul 2018Cumming, GA
- Bank of America, N.A.Nov 2024 – Apr 2025Atlanta, GA
- Charles Schwab & Co., Inc.Apr 2025 – no end date reportedAlpharetta, GA
- Charles Schwab BankApr 2025 – no end date reportedAlpharetta, GA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Alpharetta, GA
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Arundale has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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