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Thomas Baxter Martin

Investment Adviser Representative at CIRCLE ADVISERS INC

New York, NYCRD #321626Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Thomas Baxter Martin has worked in the securities industry since 2021. They have passed the Series 63, 24, and 1 examinations. They are registered to provide investment advisory services in New York and Texas.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
New YorkTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/27/1984
Series 1
Registered Representative Examination
Passed 12/4/1972
Series 24
General Securities Principal Examination
Passed 5/1/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Circle Advisers Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CIRCLE ADVISERS INCCurrent
9/1/2021New York, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CIRCLE ADVISERS INC

6 other advisors in the directory

View CIRCLE ADVISERS INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Baxter Martin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Thomas Baxter Martin - Financial Advisor in New York, NY | AdvisorFinder