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Thomas Booth

Investment Adviser Representative at Landaas & Company

Milwaukee, WICRD #7265668Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Thomas Booth is an investment adviser representative with Landaas & Company in Milwaukee, WI, where they have been registered since 2023. They have worked in the securities industry since 2020 and were previously registered with Equitable Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Wisconsin.

Office

411 E Wisconsin Ave, 20th Floor
Milwaukee, WI 53202

Advisors at this office: 13

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Wisconsin
Broker:
1 state or territory

Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/5/2020
Series 7
General Securities Representative Examination
Passed 8/5/2020
SIE
Securities Industry Essentials Examination
Passed 6/23/2020

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Landaas & CompanyCurrent
4/13/2023 – Milwaukee, WI
Equitable Advisors, LLC
9/10/2020 – 3/30/2023Milwaukee, WI

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Equitable Advisors, LLC
    Jun 2020 – Dec 2021Milwaukee, WI
  2. Sendik's Piggly Wiggly
    Jul 2013 – Jan 2017Brookfield, WI
  3. University of Wisconsin-Whitewater
    Sep 2013 – Dec 2017Whitewater, WI
  4. Palermo's Pizza
    Jun 2017 – Sep 2017Milwaukee, WI
  5. Tricom Funding
    Jan 2018 – Jul 2020Menomonee Falls, WI
  6. Equitable
    Dec 2021 – Mar 2023Milwaukee, WI
  7. Landaas & Company
    Mar 2023 – no end date reportedMilwaukee, WI

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Landaas & Company

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
Firm account minimum
$50,000 (waivable)
Firm's annual rate schedule by assets
  • First $1,000,0001.00%
  • Next $1,500,0000.80%
  • Next $2,500,0000.60%
  • Over $5,000,0000.50%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and Institutions

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
19
Offices listed on AdvisorFinder:
1
Main office:
Milwaukee, WI
SEC file number:
801-45055

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 28, 2026

View full firm profile

Other advisors at Landaas & Company

Showing 12 of 19 in the directory

View Landaas & Company firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Booth has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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