Thomas Charles Palumbo
Investment Adviser Representative at Consolidated Portfolio Review Corp
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thomas Charles Palumbo is an investment adviser representative with Consolidated Portfolio Review Corp in Locust Valley, NY, where they have been registered since 2017. They have worked in the securities industry since 1991 and have been registered with 3 firms, including Structured Capital Designs, Inc. and 3d Wealth RIA, LLC. They have passed 3 industry qualification exams, including the Series 7 (general securities representative) and Series 63 (state securities agent). They are registered to provide investment advice in Alabama, New York, and Texas.
Registrations & licenses
- Investment adviser:
- Alabama, New York, Texas
- Broker:
12 states and territories
California, Connecticut, Florida, Georgia, Maryland, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Provident MutualNov 1990 – no end date reportedGlen Cove, NY
- Sterling Monroe Securities, LLCJan 2003 – Oct 2018Locust Valley, NY
- Diefendorf Planning ServicesJan 1995 – no end date reportedLocust Valley, NY
- Consolidated Portfolio Review, CorpMay 2003 – no end date reportedLocust Valley, NY
- Vanderbilt Securities, LLCSep 2018 – no end date reportedWoodbury, NY
- 3d Wealth RIA, LLCApr 2019 – no end date reportedLocust Valley, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Consolidated Portfolio Review Corp
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Tiered Billing: $0 - $100,0002.50%
- Tiered Billing: $100,001 - $250,0002.25%
- Tiered Billing: $250,001 - $500,0002.00%
- Tiered Billing: $500,001 - $1,000,0001.75%
+8 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 64
- Offices listed on AdvisorFinder:
- 20
- Main office:
- Woodbury, NY
- SEC file number:
- 801-38795
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 1, 2026
View full firm profileOther advisors at Consolidated Portfolio Review Corp
Showing 12 of 64 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Charles Palumbo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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