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Thomas Christopher Dillon

Investment Adviser Representative at INDEPENDENT FINANCIAL PARTNERS

Crescent Springs, KYCRD #5484049Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
6 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 6 states
FloridaIndianaKentuckyOhioOregonTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/28/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 10/21/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/21/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Less than $30,000,0001.65%
Greater than or equal to $30,000,000 but less than $60,000,0001.25%
Greater than or equal to $60,000,000 but less than $90,000,0001.10%
Greater than $90,000,0001.00%
Source

Independent Financial Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT FINANCIAL PARTNERSCurrent
12/14/2011Crescent Springs, KY
LPL FINANCIAL LLC
3/22/20185/23/2019Florence, KY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Christopher Dillon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas Christopher Dillon - Financial Advisor in Crescent Springs, KY | AdvisorFinder