Thomas David Cooper
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thomas David Cooper is an investment adviser representative with LPL Financial LLC in Warren, NJ, where they have been registered since 2025. They have worked in the securities industry since 2024. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New Jersey.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New Jersey
- Broker:
14 states and territories
Alabama, Colorado, Florida, Illinois, Kentucky, Michigan, Missouri, New Jersey, New York, North Carolina, Pennsylvania, Tennessee, Texas, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- KPMGAug 2022 – no end date reportedNew York City, NY
- BarclaysJul 2021 – Aug 2021Whippany, NJ
- Monster EnergyAug 2019 – Apr 2022Newark, DE
- Competitive Plumbing and Heating IncDec 2020 – Feb 2021Middlesex, NJ
- Buffalo Wild WingsDec 2018 – Feb 2020Bridgewater, NJ
- Sparkling Pools ServicesJun 2015 – Sep 2017Bridgewater, NJ
- Competitive Plumbing and Heating IncJun 2016 – Aug 2018Middlesex, NJ
- Bridgewater Rarian HighschoolSep 2014 – Jun 2018Bridgewater, NJ
- University of DelawareJun 2018 – May 2022Newark, DE
- Joe PopsMay 2022 – Aug 2022Ship Bottom, NJ
- LPL FinancialNov 2024 – no end date reportedWarren, NJ
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas David Cooper has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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