Thomas Gerard Faranda
Investment Adviser Representative at Hudson VIEW Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thomas Gerard Faranda is an investment adviser representative with Hudson VIEW Advisors, LLC in Croton-on-hudson, NY, where they have been registered since 2021. They have worked in the securities industry since 1986 and have been registered with 4 firms, including MML Investors Services, LLC and MSI Financial Services, Inc. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in New York.
Registrations & licenses
- Investment adviser:
- New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Massachusetts Mutual Life Insurance CompanyJan 2016 – Aug 2017Springfield, MA
- MML Investors Services, LLCMar 2017 – Nov 2017Croton, NY
- Hudson View Advisors, LLCAug 2017 – no end date reportedCroton, NY
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Hudson VIEW Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $250,000
- Up to $250,0000.80%
- $250,001 - $2,500,0000.60%
- $2,500,001 - $5,000,0000.50%
- $5,000,001 - $10,000,0000.30%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
Under $100M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Croton-on-hudson, NY
- SEC file number:
- 801-111035
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 10, 2026
View full firm profileSimilar advisors in Croton On Hudson, NY
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Gerard Faranda has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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