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Thomas Henry Stapleton

Investment Adviser Representative at VAN CLEMENS WEALTH MANAGEMENT, LLC

Smyrna, GACRD #6502963Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Georgia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/13/2021
Series 65
Uniform Investment Adviser Law Examination
Passed 4/11/2021
Series 7
General Securities Representative Examination
Passed 1/21/2022
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/5/2020
SIE
Securities Industry Essentials Examination
Passed 2/22/2020

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

VAN Clemens Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VAN CLEMENS & CO. INCORPORATEDCurrent
5/21/2026Smyrna, GA
VAN CLEMENS WEALTH MANAGEMENT, LLCCurrent
5/21/2026Smyrna, GA
COLLECTIVE WEALTH PARTNERS, LLC
5/2/20255/13/2026Smyrna, GA
APPLIED WEALTH MANAGEMENT
1/9/20254/29/2025Smyrna, GA
APPLIED WEALTH MANAGEMENT
7/26/20241/8/2025Smyrna, GA
PRINCIPAL SECURITIES, INC.
8/4/20227/10/2024Atlanta, GA
TRANSAMERICA FINANCIAL ADVISORS, INC.
4/13/20217/22/2022Atlanta, GA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Henry Stapleton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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