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Thomas Hines

Investment Adviser Representative at THOMPSON CAPITAL MANAGEMENT, LLC

Crystal Lake, ILCRD #2347817Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Thomas Hines has worked in the securities industry since 2008. They are registered to provide investment advisory services in Illinois and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
IllinoisTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/19/2006
Series 65
Uniform Investment Adviser Law Examination
Passed 12/5/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 6/18/1993
Series 7
General Securities Representative Examination
Passed 10/11/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0083
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Thompson Capital Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THOMPSON CAPITAL MANAGEMENT, LLCCurrent
4/21/2021Crystal Lake, IL
LOWERY ASSET CONSULTING, LLC
11/13/20189/24/2021Chicago, IL
THOMPSON CAPITAL MANAGEMENT, LLC
4/9/20214/14/2021Indian Head Park, IL
GOOD HARBOR FINANCIAL
9/15/20105/18/2018Barrington, IL
ACCESS FUND MANAGEMENT, LLC
9/27/20107/22/2011Glenview, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/20/20064/21/2009Chicago, IL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at THOMPSON CAPITAL MANAGEMENT, LLC

2 other advisors in the directory

View THOMPSON CAPITAL MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Hines has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas Hines - Financial Advisor in Crystal Lake, IL | AdvisorFinder