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Thomas Kevin McCarthy

Investment Adviser Representative at &PARTNERS

Honolulu, HICRD #2434512Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
10 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
ArkansasCaliforniaDistrict of ColumbiaHawaiiIndianaMassachusettsOklahomaUtahWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/4/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 3/15/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 8/6/1994
Series 7
General Securities Representative Examination
Passed 2/5/1994
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 3/3/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

&Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

&PARTNERSCurrent
7/1/2026Honolulu, HI
&PARTNERSCurrent
7/1/2026Honolulu, HI
WELLS FARGO ADVISORS
3/25/20086/11/2026Honolulu, HI
MORGAN STANLEY & CO., INCORPORATED
4/2/20073/26/2008Honolulu, HI
MORGAN STANLEY
4/30/19964/2/2007Honolulu, HI

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Kevin McCarthy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas Kevin McCarthy - Financial Advisor in Honolulu, HI | AdvisorFinder